UK Regulatory and Legal Disclosures
In addition to the disclosures listed here, Canaccord Genuity Limited maintains the following policies and makes the following disclosures.
For more detail, please visit:
- Professional Terms of Business
- Retail Terms of Business
- Professional Order Execution Policy
- Retail Order Execution Policy
- Execution Venues
- RTS 28 - Top Five Venues
- RTS 28 Qualitative Analysis
- Client Categorisation Policy
- Order Handling Policy
- Costs & Charges Disclosure Document
- Direct Market Access T&C’s
- Standard Settlement Instructions
- Conflicts of Interest
- UK Retail Client Complaints Procedure
- Pillar 3 disclosures
- Déclaration de confidentialité
Anti-Slavery and Human Trafficking Statements
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